{"id":52516,"date":"2021-10-12T22:59:58","date_gmt":"2021-10-12T18:59:58","guid":{"rendered":"https:\/\/noortrends.ae\/en\/?p=52516"},"modified":"2021-10-12T23:00:04","modified_gmt":"2021-10-12T19:00:04","slug":"sec-probes-wall-street-bankers-digital-communications","status":"publish","type":"post","link":"https:\/\/noortrends.ae\/en\/sec-probes-wall-street-bankers-digital-communications\/10\/12\/market-updates\/","title":{"rendered":"SEC probes Wall Street bankers\u2019 digital communications"},"content":{"rendered":"\n<p>The U.S. Securities and Exchange Commission (SEC) opened a broad inquiry, Tuesday, into how Wall Street banks keep track of employees&#8217; digital communications according to Reuters.<br><br>SEC enforcement staff contacted multiple banks to check whether they have been documenting employees&#8217; work-related communications, such as text messages and emails, with a focus on their personal devices.<br><br>The industry sweep is a further sign that the SEC is ramping up enforcement under its Democratic leadership, and highlights the challenges Wall Street banks face keeping track of staff communications in the work-from-home pandemic era.<br><br>In August, JPMorgan Chase &amp; Co (JPM.N) disclosed that it had been fielding regulatory inquiries concerning its &#8220;compliance with records preservation requirements.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The U.S. Securities and Exchange Commission (SEC) opened a broad inquiry, Tuesday, into how Wall Street banks keep track of employees&#8217; digital communications according to Reuters.SEC enforcement staff contacted multiple banks to check whether they have been documenting employees&#8217; work-related communications, such as text messages and emails, with a focus on their personal devices.The industry &hellip;<\/p>\n","protected":false},"author":13,"featured_media":42401,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"footnotes":""},"categories":[37,36],"tags":[7756,7757,7323,6862],"class_list":["post-52516","post","type-post","status-publish","format-standard","has-post-thumbnail","","category-forex-markets","category-market-updates","tag-bankers","tag-digital-communications","tag-sec","tag-wall-street"],"_links":{"self":[{"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/posts\/52516","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/users\/13"}],"replies":[{"embeddable":true,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/comments?post=52516"}],"version-history":[{"count":2,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/posts\/52516\/revisions"}],"predecessor-version":[{"id":52520,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/posts\/52516\/revisions\/52520"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/media\/42401"}],"wp:attachment":[{"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/media?parent=52516"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/categories?post=52516"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/noortrends.ae\/en\/wp-json\/wp\/v2\/tags?post=52516"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}